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Rockefeller Capital Management
Funds under management
Philosophy and process
Rockefeller Capital Management is a privately-owned investment management firm that began as a family office in 1882 when John D. Rockefeller established it to manage his family’s investment needs. In 1979, the family office was incorporated and began providing asset management services to clients. Today, Rockefeller Capital Management has approximately $16.2 billion USD in assets under management as of June 30, 2017 and focuses on delivering a wide variety of solutions to retail and institutional clients. Currently based out of New York, Rockefeller Capital Management has offices in Boston and Washington, DC.
Portfolio managers
David P. Harris, MBA, CFA
David P. Harris, Chief Investment Officer, Senior Portfolio Manager and Managing Director at Rockefeller Capital Management, oversees the investment department in New York and has spent over 21 years with the firm. Previously, David was Director of Equity Management, leading the Global Equity Portfolio and Equity Analyst teams. Before joining Rockefeller Capital Management, David worked for more than three years for Stein Roe & Farnham as a Portfolio Manager.
David received an MBA with Distinction in Finance from Cornell University and a BA in Economics from the University of Michigan. He is a CFA charterholder.
Michael Seo, CFA
Michael Seo is a Managing Director, Portfolio Manager and Director of Equity Research for global equity portfolios within Rockefeller Capital Management He joined Rockefeller in 1999 as a Performance Analyst and subsequently assumed the role of Equity Analyst covering the global industrials sector.
Michael received a BS in Finance and Information Systems from the Stern School of Business at New York University. He is a CFA charterholder.
Investment Teams
- Mackenzie Asia Team
- Mackenzie Betterworld Team
- Mackenzie Bluewater Team
- Mackenzie Cundill Team
- Mackenzie Europe Team
- Mackenzie Fixed Income Team
- Mackenzie GLC Team
- Mackenzie Global Equity & Income Team
- Mackenzie Global Quantitative Equity Team
- Mackenzie Greenchip Team
- Mackenzie Growth Team
- Mackenzie Ivy Team
- Mackenzie Multi-Asset Strategies Team
- Mackenzie North American Equity & Income Team
- Mackenzie Portfolio Solutions Team
- Mackenzie Real Estate Team
- Mackenzie Resource Team
- Mackenzie Systematic Strategies Team
- Others
Subadvisors
Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Please read the prospectus before investing. Mutual funds are not guaranteed, their values change frequently and past performance may not be repeated.
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